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Follow the links below to find material targeted to the unit's elements, performance criteria, required skills and knowledge

Elements and Performance Criteria

  1. Determine key financial markets for analysis
  2. Access market information
  3. Interpret trends and market developments
  4. Report on market data

Knowledge Evidence

To complete the unit requirements safely and effectively, the individual must:

describe the key roles played by intermediaries and issuers, and other participants including:

financial service providers

banks

brokers

investment banks

building societies

money brokers

financial companies

stockbrokers

futures brokers

retail and wholesale clients

ASX

analyse the economic environment including:

characteristics and impacts of economic and business cycles

government monetary and fiscal policies

interest rates, exchange rates and inflation

trends and market development affecting the information being analysed

describe key features of:

interrelationships between financial industry sectors and participants

structure and interrelationships within the financial markets

compare and contrast sources of market and comparative data

outline the key features and processes relating to:

methods of market data analysis

data collection and management systems

discuss the significance of economic concepts to the analysis of financial markets and information

describe the key features of:

relevant legislation including privacy and freedom of information legislation

organisational guidelines, goals and objectives

ethical constraints and codes of practice

outline key theories of investment, portfolio management and management of investment risk.